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HomeNonoperative managementOpen operative managementCapsulolabral reconstructionOther anterior repairsComplications of anterior repairsPostoperative complicationsPostoperative recurrent instabilityFailure of diagnosisNeurovascular injuriesHardware complicationsLimited range of motionSecondary degenerative joint diseaseFailure of the subscapularisPreferred method of managementSurgical techniquePost-operative recovery and rehabilitation

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Treatment of Recurrent Instability.

Last updated Thursday, February 10, 2005

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Complications of anterior repairs

Complications of surgical repairs for anterior glenohumeral instability may be grouped into several categories. (Lazarus and Harryman, 1996)


Postoperative complications

The first includes complications that may follow any surgical procedure. Of primary importance in this category is postoperative infection. Thorough skin preparation, adhesive plastic drapes, and prophylactic antibiotics are useful in reducing contamination by axillary bacterial flora. It also is important to prevent the accumulation of a significant hematoma by achieving good hemostasis, obliterating any dead space, and using a suction drain if significant bleeding persists. Finally, it is important to keep the axilla clean and dry postoperatively by using a gauze sponge as long as the arm is held at the side.

Postoperative recurrent instability

The second category of complications consists of postoperative recurrent instability. The published incidence of recurrent dislocation after anterior repairs ranges from zero to 30% per cent. It is noteworthy that many of the reports included in their tally only recurrent dislocation, rather than including recurrent subluxation or recurrent apprehension. A 1975 review of 1634 reconstructions compiled from the literature revealed that the incidence of redislocation averaged 3 per cent. (Rockwood, 1984) In a 1983 review of 3076 procedures this incidence was unchanged. (Roca and Ramos-Vertiz, 1962) This review included 432 Putti-Platt operations, 571 Magnuson-Stack operations or modifications, 513 Bankart operations or modifications, 45 Saha operations, 203 Bankart--Putti-Platt combinations, 639 Bristow operations, 115 Badgley combined procedures, 254 Eden-Hybbinette operations, 277 Gallie operations or modifications, and 27 Weber operations.

The incidence of recurrence is underestimated by studies with only two years followup. Morrey and Jones, (Morrey and Janes, 1976) in a long-term follow-up study of 176 patients that averaged 10.2 years, found a redislocation rate of 11 per cent. The operative reconstructions were of the Bankart and Putti-Platt types. In 7 of the 20 patients, redislocation occurred two years or more after surgery. The need for long-term follow-up was further emphasized in a recent study by O'Driscoll and Evans, (O'Driscoll and Evans, 1988) who followed 269 consecutive staple capsulorrhaphies for a minimum of 8.8 years. Twenty-one per cent of 204 shoulders demonstrated redislocation; this incidence increased progressively with the length of follow-up.

Rowe and colleagues (Rowe et al, 1984) reported on the management of 39 patients with recurrence of instability after various surgical repairs. Of 32 who were reoperated, 84 per cent had not had effective repair of the Bankart lesion at the initial surgery. When the previously unrepaired Bankart lesion was repaired at revision surgery, almost all (22 of 24) the shoulders became stable and remained so for at least 2 years. Excessive laxity was thought to be the primary cause of instability in only four shoulders. Ungersbock et al (Ungersbock, Michel and Hertel, 1995) also found that rounded or deficient glenoid rims and large unhealed Bankart lesions were associated with failure of surgical repairs for anterior instability. Zabinski et al reported similar findings: over half of their failed instability repairs were associated with unhealed Bankart lesions; most regained stability after revision repair. (Zabinski et al, 1995) By contrast only nine of the twenty-one shoulders with recurrent multidirectional instability obtained a good/excellent result from revision surgeries.

Refractory instability can be a major problem, whether due to bone deficiency, poor quality soft tissues, musculotendinous failure, or decompensation of neuromuscular control (Fig. 14-157). Richards et al (Richards et al, 1993) have described the challenges associated with trying to manage such cases of refractory or "terminal" instability using glenohumeral arthrodesis.

Failure of diagnosis

The third major category of complications arises from failure of diagnosis. It is essential to differentiate traumatic unidirectional instability (TUBS syndrome) from atraumatic multidirectional instability (AMBRII syndrome) before carrying out any surgical repair. The consequences of mistaking multidirectional instability for pure anterior instability are substantial. In this situation, if only the anterior structures are tightened, limited external rotation along with the resulting obligate posterior subluxation may lead to the rapid loss of glenohumeral articular cartilage and capsulorrhaphyarthropathy. (Hawkins and Angelo, 1990b; Kronberg and Brostrom, 1990; Lusardi, Wirth, Wurtz et al, 1993) This complication can be prevented only by accurate preoperative diagnosis and by appropriate surgery which avoids unnecessary capsular tightening.

The importance of an accurate diagnosis and subsequent treatment cannot be overemphasized: 20 shoulders (53%) in the study of Cooper and Brems (Cooper and Brems, 1992) and 22 shoulders (15%) in the report of Wirth and Rockwood (Wirth, Lyons and Rockwood, 1993) had been previously operated on for mistaken diagnosis. In the latter report, diagnostic errors included (in order of decreasing frequency) rotator cuff disease, biceps tendinitis, thoracic outlet syndrome, and cervical disk herniation.

Neurovascular injuries

The fourth category of operative complications consists of neurovascular injuries. The musculocutaneous nerve runs as a single or multipartite structure obliquely through the coracobrachialis, a variable distance distal to the coracoid process. In this location it may be injured by (1) dissection to free up the coracoid process, (2) retraction, or (3) inclusion in suture. (Shively and Johnson, 1984) Helfet (Helfet, 1958) described one case in which the nerve had a high penetration into the coracobrachialis and became injured where the conjoined tendon entered the slit made in the subscapularis tendon for a Bristow procedure. The axillary nerve may be injured in dissection and suture of the inferior capsule and subscapularis. (Loomer and Graham, 1989) Richards and associates (Richards et al, 1987) presented nine patients sustaining nerve injuries during anterior shoulder repair (three Bristows and six Putti-Platts). Seven involved the musculocutaneous nerve and two the axillary nerve. Two of the nerves were lacerated, five injured by suture, and two injured by traction. These nerve injuries are relatively more common during reoperation after a previous repair; in this situation the nerves are tethered by scar tissue and thus are more difficult to mobilize out of harm's way. Neurovascular complications can best be avoided by good knowledge of local anatomy (including the possible normal variations), good surgical technique, and a healthy respect for the change in position and mobility of the neurovascular structures after a previous surgical procedure in the area. The authors recommend that the axillary nerve be routinely palpated and protected during all anterior reconstructions. (Matsen, Lippitt, Sidles et al, 1994; Rockwood, 1984)

Hardware complications

The fifth category of complications includes those related to hardware inserted about the glenohumeral joint. (Cayford and Tees, 1931; Hawkins et al, 1982) The screw used to fix the coracoid fragment in Bristow procedures has a particular potential for being problematic. (Nielsen and Nielsen, 1982; Quigley and Freedman, 1974) Loosening of the screw may result from rotation of the coracoid fragment as the arm is raised and lowered; this rotation may contribute to screw loosening. Artz and Huffer (Artz and Huffer, 1972) and Fee et al (Fee et al, 1978) have reported a devastating complication in which the screw became loose and caused a false aneurysm of the axillary artery with a subsequent compression of the brachial plexus and paralysis of the upper extremity. Similar complications have been reported as late as three years after surgery. (Fee, McAvoy and Dainko, 1978) In other instances the Bristow screw has damaged the articular surface of the glenoid and humeral head when placed too close to the glenoid lip, irritated the infraspinatus or its nerve when too long, or affected the brachial plexus when it became loose.

Staples used to attach the capsule to the glenoid may miss their target, damaging the humeral or glenoid articular cartilage. Staples also may become loose from repeated pull of the muscles and capsule during shoulder usage, particularly if they were not well seated in the first place. O'Driscoll and Evans (O'Driscoll and Evans, 1988) reported an 11 per cent incidence of staple complications after the DuToit procedure. If screws and staples migrate into the intra-articular region, significant damage to the joint surfaces may result. Metal fixation may injure the biceps tendon in a Magnuson-Stack procedure.

Zuckerman and Matsen (Zuckerman and Matsen, 1984) reported a series of patients with problems related to the use of screws and staples about the glenohumeral joint; 21 had problems related to the Bristow procedure and 14 to the use of staples (either for capsulorrhaphy or subscapularis advancement). The time between placement and symptom onset ranged from 4 weeks to 10 years. Screws and staples had been incorrectly placed in 10 patients, had migrated or loosened in 24, and had fractured in 3. Almost all patients required reoperation, at which time 41 per cent had a significant injury to one or both of the joint surfaces.

Recent attempts to soften the potential complications of hardware with bioabsorbable implants have been reported. However, Edwards and colleagues (Edwards et al, 1994) reported the adverse effects of a polyglyconate polymer in six shoulders after repair of the glenoid labrum. All patients reported increasing pain and loss of motion requiring arthroscopic debridement. Dual-contrast arthrotomography revealed bony cystic changes around the implant, and histologic evaluation was consistent with a granulomatous reaction.

Taken together, these data suggest that primary repairs using hardware are more risky yet no more effective than anatomic soft tissue repairs: the recurrence rates of techniques using screws and staples are no better than with hardware-free repairs. Risks are incurred with hardware that simply do not exist with other repair techniques. The depth and variable orientation of the glenoid at surgery provides substantial opportunity for hardware misplacement (into the joint, under the articular cartilage, subperiosteally, out the back, too high, too low, too medial, too prominent anteriorly, and too insecurely). The large range of motion of the shoulder with frequent vigorous challenges to its stability creates an opportunity for hardware loosening and for irreversible surface and neurovascular damage.

Limited range of motion

The sixth category of complications is limited motion. Limited range of motion, especially external rotation, has been reported after the Magnuson-Stack and the Putti-Platt procedures. It has also been noted after the Bristow procedure, which was supposed to be free of this problem. (Bardenheuer, 1886; Braly and Tullos, 1985; Hill and McLaughlin, 1963) Hovelius and colleagues (Hovelius, Thorling and Fredin, 1979) reported an average loss of external rotation of 21 degrees with the arm in abduction. In their series of 46 patients with continuing problems after shoulder reconstruction, Hawkins and Hawkins (Hawkins and Hawkins, 1985) found that 10 had stiffness related to limited external rotation.

MacDonald and colleagues (MacDonald et al, 1992) described release of the subscapularis muscle in 10 patients who had an internal rotation contracture after shoulder reconstruction for recurrent instability. At an average follow-up of 3 years, all patients reported less pain and demonstrated an average increase of 27° of external rotation.

Lazarus and Harryman (Lazarus and Harryman, 1996) pointed out that each centimeter of surgical lengthening of excessively tightened capsule regains approximately 20° of rotation.

Rockwood et al reported on 19 patients (20 shoulders) who had been treated for severe loss of external rotation of the glenohumeral joint after a previous anterior capsulorrhaphy for recurrent instability. (Lusardi, Wirth, Wurtz et al, 1993) All 20 shoulders were managed by release of the anterior soft tissue. The average increase in external rotation was 45°(range, 25° to 65°).

Secondary degenerative joint disease

The seventh complication is that of capsulorrhaphy arthropathy, or secondary degenerative joint disease resulting from surgery for recurrent instability. (Angelo and Hawkins, 1988; Kronberg and Brostrom, 1990; Lazarus and Harryman, 1996; Lusardi, Wirth, Wurtz et al, 1993; Matsen, Lippitt, Sidles et al, 1994) This condition most commonly arises from excessive surgical tightening of the anterior capsule causing obligate posterior translation with secondary degenerative joint disease (see Fig. 14-48, Fig. 14-50). This condition can be prevented by assuring that the shoulder has a functional range of motion following repair for instability and by performing a surgical release of shoulders with major limitations of external rotation. Severe capsulorrhaphy may require shoulder arthroplasty with normalization of the posteriorly inclined glenoid version. (Kronberg and Brostrom, 1990; Lazarus and Harryman, 1996; Lusardi, Wirth, Wurtz et al, 1993; Matsen, Lippitt, Sidles et al, 1994)

Angelo and Hawkins (Angelo and Hawkins, 1988) reported eight patients with disabling degenerative arthritis presenting an average of 15.1 years after a Putti-Platt procedure. None of the patients had ever gained external rotation beyond zero degrees after their repair. Lusardi et al (Lusardi, Wirth, Wurtz et al, 1993) described 20 shoulders with severe loss of external rotation after anterior capsulorrhaphy and spoke to the risk of posterior subluxation and secondary degenerative joint disease under this circumstance.

Rockwood et al (Lusardi, Wirth, Wurtz et al, 1993) reported on 7 shoulders in which the humeral head had been subluxated or dislocated posteriorly and 16 shoulders had been affected by mild to severe degenerative joint disease after surgical repair for recurrent anterior dislocation. Nine required shoulder arthroplasty because of severe joint surface destruction. At a mean follow-up of 48 months, all shoulders had an improvement in the ratings for pain and range of motion.

Failure of the subscapularis

The eighth complication following surgical repair is failure of the subscapularis. As pointed out by Lazarus and Harryman (Lazarus and Harryman, 1996) the clinical manifestations of subscapularis failure may include pain, weakness of abdominal press and lumbar push off, apprehension or frank instability. A failed subscapularis can sometimes be repaired directly and on other occasions may require a hamstring autograft or allograft.

Rockwood and Wirth (Wirth et al, 1995) reported a series of failed repairs in which the subscapularis was completely disrupted and contracted medially into a dense connective tissue scar that precluded mobilization. Most of the shoulders had undergone multiple previous procedures. The subscapularis deficiency was reconstructed by transfer of either the upper portion of the pectoralis major or the pectoralis minor in five shoulders.


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