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HomeIntroductionFive areas of smoothnessDiagnostic techniquesThe functional effects of loss of smoothnessQuality of lifeMethods: Patient populationSelf-assessment of health statusSelf-assessment of shoulder functionResults: Self-assessment of health statusShoulder functionDiscussion

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Evaluation of the Rough Shoulder.

Last updated Thursday, February 10, 2005

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Figure 12 - Functional deficits of patients with degenerative joint disease
Figure 12 - Functional deficits of patients with degenerative joint disease

Figure 13 - Functional deficits of patients with rheumatoid arthritis
Figure 13 - Functional deficits of patients with rheumatoid arthritis

Figure 14 - Functional deficits of patients with capsulorraphy arthropathyapsulorraphy arthropathy
Figure 14 - Functional deficits of patients with capsulorraphy arthropathyapsulorraphy arthropathy

Figure 15 - Functional deficits of patients with avascular necrosis
Figure 15 - Functional deficits of patients with avascular necrosis

Figure 16 - Functional deficits of patients with cuff tear arthropathy
Figure 16 - Functional deficits of patients with cuff tear arthropathy

Figure 17
Figure 17

Figure 18
Figure 18

Figure 19
Figure 19

Figure 20
Figure 20

The functional effects of loss of smoothness

Quality of life

Using the Simple Shoulder Test, we collected data on the functional effects of some common causes of shoulder roughness when patients presented for evaluation. We have data for degenerative joint disease (figure 12), rheumatoid arthritis (figure 13), capsulorraphy arthropathy (figure 14), avascular necrosis (figure 15), and cuff tear arthropathy (figure 16).

We have also completed an extensive study of "Patient Self-Assessment of Health Status and Function in Glenohumeral Degenerative Joint Disease" which we present here.

Orthopedists are vitally concerned with optimizing the quality of life for their patients. The quantification of health status and function is central to understanding the impact of chronic musculoskeletal conditions and to determining the effectiveness of different management strategies. With the growing interest in managing health and health care, such measurements may help determine which conditions and which treatments merit the highest priority.

Recently, patient self-assessment questionnaires have been established as meaningful and practical tools for evaluating health status and function. The effects of musculoskeletal conditions are often quite apparent to the patient; thus these effects are readily detectable by patient self-assessment.

The purposes of this article are:

  1. to demonstrate the practicality of office-based patient self-assessment in the documentation of health status and function in a population of individuals with a well-defined musculoskeletal condition: primary glenohumeral degenerative joint disease,
  2. to compare the health status results with those expected in a general population that is age matched, and
  3. to determine which general health status parameters were most closely associated with loss of shoulder function.

Methods: Patient population

This study concerns 103 consecutive patients presenting to the senior author for evaluation and management of primary glenohumeral degenerative joint disease. Each patient met established necessary and sufficient conditions for this condition. Seventy-seven were male, twenty-six female. The mean age was sixty-three years (± 13 SD, range 30-94). Sixty-three were right dominant, thirty-eight were left non-dominant, seven were left dominant, and five were right non-dominant.

Self-assessment of health status

Each patient completed a questionnaire consisting of thirty-six questions regarding their general health status, the Short Form-36 (SF 36). The health status questions were scored using an established protocol and converted into eight health status parameter scores for each of which "100" represented the most healthy and "0" the least healthy score. The data from the 103 subjects with primary glenohumeral degenerative joint disease were compared to the published results using the same health status questionnaire for three separate population-based health status surveys: the Geisinger Health Plan Survey (1,760 subjects), the AT&T American Trans Tech "MASH" Trial (702 subjects), and the Northwest Area Foundation Health Survey (1,814 subjects). Initially, the comparison was made for men and women separately, but the sex-related differences were small and these have been omitted from this presentation for reasons of brevity. The reference data cohorts did not exclude patients with comorbidities. For those subjects under sixty-five years of age, the most prevalent chronic diseases included chronic low back pain (11.1%), arthritis (9.6%), asthma, hypertension, and visual impairment. Among the subjects over the age of sixty-five, the most prevalent conditions were arthritis (56.3%), chronic low back pain (37.5%), hypertension, angina, and gastrointestinal problems. Thus the referenced data represent a cross-section of the populations studied and do not represent the health status of disease-free individuals.

The health status scores of the SF 36 are age dependent; thus both the data on our patients and the reference cohort data were graphed as a function of patient age. For each health status parameter, the means, means plus one standard deviation and the means minus one standard deviation for the combined reference cohort were plotted. For each health status parameter, the percent of patients more than one standard deviation below the mean were determined from these graphs.

Self-assessment of shoulder function

Each patient completed twelve questions concerning the function of their shoulder, the Simple Shoulder Test (SST ). Comparison shoulder function data were not available on the same population used for the health status reference. Instead, we compared the shoulder function of our patients to that of 80 individuals aged 60-70 years who had no evident shoulder disease on a standardized history, physical, and ultrasonographic examination of the rotator cuff. Of these 80 patients, all could perform all twelve of the simple shoulder test functions, except for one patient who could not lift eight pounds to shoulder level and three who could not throw overhand twenty yards.

Results: Self-assessment of health status

We prepared plots of pain (see figure 17) and physical role function (see figure 18) scores for each of the 103 subjects as a function of the patient's age. (In these plots, the dots indicate subjects from this study. Lines demonstrate mean ± standard deviation data from population-based comparison cohort). Similar plots were carried out for the six other health status parameters. On each of these graphs, the number of subjects scoring more than one standard deviation below the mean was counted and expressed as a percent of the total number of patients. We determined the percent of patients who were more than one standard deviation below the mean for each of the eight health status parameters (see figure 19). (In this plot, if all distributions were normal, seventeen percent of the subjects would have been expected to lie more than one standard deviation below the population-based mean (vertical line)). For example, over 50% of the patients' pain and physical role functioning scores were more than one standard deviation below the mean. If the distribution of the two populations had been normal, only 17% of the subjects would score more than one standard deviation below the mean.

Shoulder function

A substantial number of subjects were unable to perform each of the twelve shoulder functions (see figure 20). Over 50% of subjects were unable to sleep on the affected side, wash the back of the opposite shoulder, place their hand behind their head with the elbow out to the side, reach their low back to tuck in a shirt, and toss twenty yards overhand.

Discussion

This study demonstrated that both the quality of life and the shoulder function were compromised in this series of 103 patients with primary glenohumeral degenerative joint disease. These patients are obviously a subset of patients meeting the criteria for this diagnosis: they were sufficiently impaired to present to our referral medical center for evaluation and management of their disease. Thus, these results may not be representative of the population of patients with primary glenohumeral degenerative joint disease or those presenting in other practice settings.

While this is one of the first studies to apply the method to shoulder disease, the use of self-assessment tools to document the impact of musculoskeletal conditions has been recently demonstrated by others. These studies indicate that musculoskeletal conditions, when compared to other medical disorders, have a great impact on health and function. In this study, most of the health status parameters derived from the SF 36 were lower in these patients with primary glenohumeral degenerative joint disease than for general comparison populations. This is of interest because none of the health status parameters of the SF 36 directly assess upper extremity function.

While many orthopedic scoring systems have been developed to document disease severity, many of these scoring systems focus on "objective" parameters, such as range of motion, strength and radiographic appearance. The SF 36 and other self-assessment instruments have the advantage of emphasizing the patients' perspective. Self-assessment forms are also more practical (less patient time, less cost) to administer and offer the potential for periodic followup assessments without the patient having to return to the office.

Short form generic health surveys, such as the SF 36, have been shown to be as effective and reliable as the longer surveys. The SF 36 has also been shown to be useful in documenting the outcome of orthopedic surgery. The importance of the SF 36 to orthopedics is that this instrument is used in other fields of medicine as well; thus the impact of musculoskeletal problems on self-assessed health status can be compared to the impact of other chronic conditions, such as endometriosis, renal failure, angina, gastrointestinal disease and hypertension. The generality of the SF 36 also means that conditions other that the one under study (comorbidities) may affect the results. The published reference health status parameter data indicate a trend for diminished scores with increasing age, no doubt reflecting a growing prevalence of comorbidities with age. In comparison to the reference populations, the distribution of bodily pain and physical role function scores for the subjects with primary glenohumeral degenerative joint disease were skewed so that over 50% of the subjects were more than one standard of deviation below the referenced mean.

For the study of shoulder disease, the Simple Shoulder Test provides a needed compliment to the SF 36. In performing the twelve functions of the SST, subjects have been shown to use the shoulder in a wide variety of positions, ranging from sixty degrees of elevation in the minus fifty degree thoracic plane (tucking in the shirt), to 120 degrees of elevation near the coronal plane (placing the hand behind the head with the elbow out to the side) to seventy degrees of elevation in the plus 130 degree thoracic plane (washing the back of the opposite shoulder). As a group, the patients with primary glenohumeral degenerative joint disease had much poorer shoulder function than the nearly perfect function of apparently disease-free shoulders of similar age.

Some of the health status parameters correlated strongly with the patients' ability to perform different shoulder functions. Overall bodily pain and physical functioning were the most strongly affected. In the future, study of the effectiveness of treatment of shoulder disorders will indicate whether improvements in these health status parameters parallel improvements in the shoulder functions.

The SF 36 and SST represent practical examples for generic and condition-specific measurement of the health and functional status in patients with primary glenohumeral degenerative joint disease. Our subjects had no difficulty in completing these self-assessment questionnaires. The collection of these data did not require physician or staff time other than passing out and collecting the forms. The Simple Shoulder Test requires no calculation. The standardized algorithms for calculating the SF 36 health status parameters are easily incorporated into a spreadsheet. No research person or specialized equipment was required to collect or analyze these data. The incorporation of these tools into the context of a busy office practice provides a practical method for quantitating the impact of shoulder conditions on health status and shoulder function.

Disclaimer

This resource has been provided by the University of Washington Department of Orthopaedics and Sports Medicine as general information only. This information may not apply to a specific patient. Additional information may be found at http://www.orthop.washington.edu or by contacting the UW Department of Orthopaedics and Sports Medicine.


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